Earl L. Manns
Professional summary
Earl Lawrence Manns is a registered financial professional currently at BLAYLOCK VAN, LLC located in Chicago, Illinois.
Earl is registered as a RR (Registered Representative) and started their career in finance in 1983. Earl has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Earl Lawrence Manns's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2013 - Present
BLAYLOCK VAN, LLC
Office #1: 203 North Lasalle Suite 2100, Chicago, IL 60601February 16, 2010 - July 25, 2013
CABRERA CAPITAL MARKETS, LLC
May 18, 2009 - March 9, 2010
KAUFMAN BROS., L.P.
October 21, 2004 - April 1, 2009
THINKEQUITY LLC
December 4, 2002 - May 4, 2004
PULSE TRADING, INC.
February 26, 1997 - December 31, 2001
WILLIAM BLAIR
February 24, 1994 - January 23, 1996
ROBERTSON, STEPHENS & COMPANY LLC
March 30, 1992 - January 18, 1994
DRIEHAUS SECURITIES LLC
April 29, 1987 - September 25, 1989
HAYES & GRIFFITH, INC.
September 23, 1983 - January 25, 1984
BURTON J. VINCENT, CHESLEY & CO.
September 21, 1983 - November 3, 1986
PRESCOTT, BALL & TURBEN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/22/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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