Daniel Conners

ALPHACORE CAPITAL LLC

San Diego, CA 92130

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CRD#: 1185549

Professional summary

Daniel Conners, who also goes by Daniel Andres Conners, Daniel Andrew Conners, is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in San Diego, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Daniel has worked at 14 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Andres Conners | Daniel Andrew Conners

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SORRENTO VENTURES VENTURE CAPITAL FIRM. I INVESTED 250,000 IN THE PARTNERSHIP IN 1997 AS A LIMITED PARTNER. I HAVE NO OBLIGATIONS IN THE MANAGEMENT OF THE COMPANIES IN THE INVESTMENT PORTFOLIO OF SORRENTO. SORRENTO HAS MAINTAINED ACCOUNTS TO INVEST THE CASH IN A NUMBER OF THEIR FUNDS INCLUDING SORRENTO 3, THE FUND WHICH I HAVE AN INVESTMENT. THE FUNDS HAVE BEEN INVESTED IN MONEY MARKET FUNDS, CD'S AND COMMERCIAL PAPER OBLIGATIONS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Conners's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

ALPHACORE CAPITAL LLC

Office #1: 12760 High Bluff Drive Suite 110, San Diego, CA 92130

RIA

CRD#: 174346

San Diego, CA

Past

January 22, 2019 - March 3, 2025

ENTRUST WEALTH ADVISORS, LLC

RIA

CRD#: 299040

SAN DIEGO, CA

Past

November 13, 2018 - December 31, 2018

ENTRUST WEALTH ADVISORS, LLC

RIA

CRD#: 299040

SAN DIEGO, CA

Past

November 9, 2018 - July 27, 2020

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

San Diego, CA

Past

December 15, 2008 - November 20, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN DIEGO, CA

Past

December 12, 2008 - November 20, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN DIEGO, CA

Past

April 2, 2007 - December 19, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SAN DIEGO, CA

Past

April 2, 2007 - December 19, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

SAN DIEGO, CA

Past

March 26, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN DIEGO, CA

Past

March 26, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SAN DIEGO, CA

Past

January 4, 2003 - March 26, 2003

CONNERS CAPITAL MANAGEMENT INC

RIA

CRD#: 107792

DEL MAR, CA

Past

November 25, 2002 - December 31, 2002

CONNERS CAPITAL MANAGEMENT INC

RIA

CRD#: 107792

DEL MAR, CA

Past

June 9, 2000 - March 24, 2003

ROUND HILL SECURITIES, INC.

CRD#: 35223

ALAMO, CA

Past

November 11, 1997 - June 16, 2000

VANGUARD CAPITAL

CRD#: 22081

DEL MAR, CA

Past

December 5, 1994 - November 10, 1997

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

November 2, 1993 - November 8, 1993

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 31, 1993 - December 13, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 6, 1984 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

April 5, 1984 - September 24, 1984

STARR SECURITIES, INC.

CRD#: 13336

Past

October 19, 1983 - August 3, 1984

FAGENSON & CO., INC.

CRD#: 1781

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/14/2025)

IAR

Texas
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/14/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/15/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 15

Date: 10/2/1985

Foreign Currency Options Examination

General Industry/Product Exam

Series 3

Date: 9/4/1984

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/15/2022

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/15/2022

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 8

Date: 6/1/1984

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ALPHACORE CAPITAL LLC

ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS

CRD#: 174346 / SEC#: 801-108468

RIA

Registered Investment Advisory firm - (9/28/2016 Approved)

California

Registered Investment Advisory firm - (11/9/2016 Terminated)

Illinois

Registered Investment Advisory firm - (9/28/2016 Terminated)

Indiana

Registered Investment Advisory firm - (10/13/2016 Terminated)

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Contact information

Main Address

1200 Prospect St Suite 200, La Jolla, CA 92037

Mailing Address

Phone number

(858) 875-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALPHACORE FORM ADV PART 2-OCT. 2025 (10/13/2025)

Regulatory assets under management

Total Number of Accounts	6,249
AUM (Assets Under Management)	$ 6,060,926,747

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniel Conners

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Conners's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTRUST WEALTH ADVISORS, LLC

ENTRUST WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CONNERS CAPITAL MANAGEMENT INC

CONNERS CAPITAL MANAGEMENT INC

ROUND HILL SECURITIES, INC.

VANGUARD CAPITAL

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

STARR SECURITIES, INC.

FAGENSON & CO., INC.

Primary Firm SEC Registration

ALPHACORE CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/1994

Series 63

Date: 11/14/1983

Series 7TO

Date: 8/15/2022

SIE

Date: 10/1/2018

Series 15

Date: 10/2/1985

Series 3

Date: 9/4/1984

Series 7

Date: 10/15/1983

Series 10

Date: 8/15/2022

Series 9

Date: 8/15/2022

Series 8

Date: 6/1/1984

Current Firm

ALPHACORE CAPITAL LLC

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHACORE CAPITAL LLC

TRUST BUT VERIFY

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