Mark Wander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Wander was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1983. Mark had worked at 17 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2024 - June 26, 2025
PREP SECURITIES, LLC
March 16, 2023 - January 5, 2024
S2K FINANCIAL LLC
March 23, 2022 - November 1, 2022
ARETE WEALTH MANAGEMENT, LLC
August 14, 2018 - March 18, 2022
SHOPOFF SECURITIES, INC.
December 21, 2017 - August 1, 2018
SELECT CAPITAL CORPORATION
February 4, 2011 - December 13, 2017
TERRA CAPITAL MARKETS LLC
June 25, 2007 - October 25, 2010
LIGHTSTONE SECURITIES, LLC
January 10, 2003 - April 12, 2007
CAREY FINANCIAL, LLC
April 27, 2000 - February 4, 2002
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 13, 1996 - February 7, 2000
NATIXIS DISTRIBUTION, LLC
February 21, 1995 - November 20, 1995
CAPITAL BROKERAGE CORPORATION
December 2, 1993 - January 18, 1995
BISHOP, ROSEN & CO., INC.
April 23, 1993 - December 8, 1993
BARINGTON CAPITAL GROUP, L.P.
February 25, 1993 - April 7, 1993
CHATFIELD DEAN & CO., INC.
February 17, 1987 - June 17, 1987
GREENTREE SECURITIES CORP.
March 7, 1986 - August 21, 1986
CITIGROUP GLOBAL MARKETS INC.
September 21, 1983 - February 28, 1986
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
PREP SECURITIES, LLC
CRD#: 188522 / SEC#: , 8-69611
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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