Marianne S. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marianne Springer Miller, who also goes by Marianne Springer Crumley, Marianne Miller, Marianne Springer, was a registered financial professional .
Marianne is a previously registered financial professional and started their career in finance in 1983. Marianne had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - June 3, 2011
GROVE POINT INVESTMENTS, LLC
September 8, 2009 - December 31, 2009
LPL FINANCIAL LLC
February 16, 1999 - September 8, 2009
MUTUAL SERVICE CORPORATION
July 31, 1997 - January 21, 1999
SUNAMERICA SECURITIES, INC.
April 2, 1992 - August 1, 1997
IFG NETWORK SECURITIES, INC.
November 27, 1990 - June 15, 1992
DERAND/PENNINGTON/BASS, INC.
October 24, 1989 - December 12, 1990
CAMBRIDGE-NEWPORT COMPANY, INC.
October 25, 1983 - November 14, 1989
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
