David A. Leonard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Leonard was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 9 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 3, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2014 - December 31, 2024
RYZOME INVESTMENT ADVISORS
March 10, 2010 - March 10, 2014
VINING LEONARD GROUP, LLC
September 8, 2009 - January 11, 2010
LPL FINANCIAL LLC
September 8, 2009 - January 11, 2010
LPL FINANCIAL LLC
February 20, 2009 - September 8, 2009
MUTUAL SERVICE CORPORATION
February 16, 2001 - September 8, 2009
MUTUAL SERVICE CORPORATION
April 28, 1995 - February 20, 2001
INVESTACORP, INC.
January 26, 1993 - May 1, 1995
NORTH AMERICAN FINANCIAL GROUP, INC.
August 18, 1989 - January 27, 1993
KEYBANC CAPITAL MARKETS INC.
November 25, 1983 - August 28, 1989
THOMSON MCKINNON SECURITIES INC.
October 20, 1983 - July 17, 1984
MANLEY, BENNETT, MCDONALD & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 7/11/1986
Foreign Currency Options ExaminationSeries 5
Date: 7/10/1986
Interest Rate Options ExaminationSeries 8
Date: 7/14/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RYZOME INVESTMENT ADVISORS
CRD#: 170762 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 761 |
| AUM (Assets Under Management) | $ 86,059,090 |
Red Flags
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