Gregory P. Erwin

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

EUGENE, OR 97401

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CRD#: 1184802

Professional summary

Gregory Patrick Erwin is a registered financial advisor currently at SAPIENT PRIVATE WEALTH MANAGEMENT, LLC located in Eugene, Oregon.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gregory has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Patrick Erwin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2011 - Present

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

Office #1: 101 East Broadway Suite 480, Eugene, OR 97401

RIA

CRD#: 159419

EUGENE, OR

Past

September 24, 2010 - November 28, 2011

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

RIA

CRD#: 154393

EUGENE, OR

Past

June 1, 2009 - October 11, 2010

MORGAN STANLEY

RIA

CRD#: 149777

EUGENE, OR

Past

June 1, 2009 - October 11, 2010

MORGAN STANLEY

CRD#: 149777

EUGENE, OR

Past

April 23, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

EUGENE, OR

Past

March 22, 1984 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

EUGENE, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 159419 / SEC#: 801-72857

RIA

Registered Investment Advisory firm - (9/30/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(11/28/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/19/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

Current Firm

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

CRD#: 159419 / SEC#: 801-72857

RIA

Registered Investment Advisory firm - (9/30/2011 Approved)

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Contact information

Main Address

101 East Broadway Suite 480, Eugene, OR 97401

Mailing Address

Phone number

(541) 762-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A SAPIENT PRIVATE WEALTH MANAGEMENT (3/27/2025)

Regulatory assets under management

Total Number of Accounts	629
AUM (Assets Under Management)	$ 1,415,517,164

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/23/2025	Cover Page	Report
12/11/2024	Cover Page	Report
06/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Gregory P. Erwin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Patrick Erwin's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/1999

Series 63

Date: 4/19/1984

Series 7

Date: 3/17/1984

Current Firm

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAPIENT PRIVATE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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