Gregory Patrick Erwin
Professional Summary
Gregory Patrick Erwin is a registered financial advisor currently at SAPIENT PRIVATE WEALTH MANAGEMENT, LLC located in Eugene, Oregon. Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Gregory has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
101 East Broadway Suite 480, Eugene, OR 97401Phone Number
(541) 762-0300# of Employees
15SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
662AUM (Assets Under Management)
$1,745,762,088Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/04/2026 | Cover Page | Report |
| 09/23/2025 | Cover Page | Report |
| 12/11/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CETERA INVESTMENT ADVISERS LLC
Primary Firm SEC Registration
SAPIENT PRIVATE WEALTH MANAGEMENT SERVICES, LLC | SAPIENT PRIVATE WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(11/28/2011)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CETERA INVESTMENT ADVISERS LLC
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Patrick Erwin's CRS (Customer Relationship Summary).
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CETERA INVESTMENT ADVISERS LLC
