Luis E. Piresfernandes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luis Eugenio Piresfernandes, who also goes by Luis Eucenio Piresfernandes, Eugenio Piresfernandes, was a registered financial professional .
Luis is a previously registered financial professional and started their career in finance in 1988. Luis had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2021 - July 13, 2021
EFG CAPITAL INTERNATIONAL
December 7, 2019 - March 17, 2025
EFG ASSET MANAGEMENT (AMERICAS) CORP.
July 21, 2016 - February 22, 2019
EFG CAPITAL ADVISORS INC.
July 12, 2012 - November 6, 2014
EFG CAPITAL ADVISORS LLC
September 13, 2006 - March 17, 2025
EFG CAPITAL INTERNATIONAL
November 3, 2005 - August 21, 2006
SAFRA SECURITIES LLC
April 13, 2004 - December 2, 2004
SANTANDER SECURITIES LLC
May 3, 2001 - April 16, 2004
COUTTS SECURITIES INC.
October 19, 1988 - June 14, 1990
IDS LIFE INSURANCE COMPANY
October 19, 1988 - June 14, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EFG CAPITAL INTERNATIONAL
CRD#: 40118 / SEC#: 801-120569, 8-48969
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EFG CAPITAL HOLDINGS CORP. | PARENT | |
| ARGUMEDO, GUILLERMO ARTURO | SENIOR VICE PRESIDENT, REGISTERED OPTIONS PRINCIPAL | 2542794 |
| BORGES, LEONARDO SILVA | PRINCIPAL OPERATIONS OFFICER | 5637377 |
| ECHEVARRIA, VICTOR MANUEL | CHAIRMAN OF THE BOARD | 1939548 |
| GONZALEZ, CARLOS JAVIER | CHIEF COMPLIANCE OFFICER | 4294205 |
| LEVERETT, KYLE LAWRENCE | PRINCIPAL FINANCIAL OFFICER | 6123446 |
| MESQUITA, SILVANA SOBRAL | AMLCO | 6983852 |
| MOHOROVIC, SANJIN | CEO | 6849141 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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