Leonard Kahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Kahn, who also goes by Lenny Kahn, was a registered financial professional .
Leonard is a previously registered financial professional and started their career in finance in 1983. Leonard had worked at 14 firms and has passed the Series 63, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2005 - September 9, 2008
R.W. TOWT & ASSOCIATES
April 30, 1997 - December 3, 2003
STANDARD INVESTMENT CHARTERED INCORPORATED
August 16, 1995 - April 14, 1998
FSC SECURITIES CORPORATION
June 10, 1991 - August 16, 1995
CORPORATE BENEFIT SECURITIES, INC.
September 28, 1990 - June 7, 1991
ROSE SECURITIES CORPORATION
February 7, 1990 - June 26, 1990
CETERA WEALTH SERVICES, LLC
November 21, 1989 - February 6, 1990
FIRST AFFILIATED SECURITIES
April 7, 1989 - October 31, 1989
RESOURCE MANAGEMENT ASSOCIATES, GSI
May 31, 1988 - April 4, 1989
FIRST NORTHERN SECURITIES, INC.
November 21, 1986 - May 26, 1988
MCG PORTFOLIO MANAGEMENT CORP.
August 2, 1985 - November 21, 1986
UBS FINANCIAL SERVICES INC.
December 20, 1984 - July 29, 1985
J.P. MORGAN SECURITIES LLC
March 15, 1984 - February 28, 1985
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 22, 1983 - February 16, 1984
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
R.W. TOWT & ASSOCIATES
CRD#: 128837 / SEC#: , 8-66182
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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