Alan Stahler
Professional summary
Alan Stahler was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alan is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Alan had worked at 3 firms, which includes LAIDLAW GLOBAL SECURITIES INC., BROADCHILD SECURITIES CORP., D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1998 - March 8, 2002
LAIDLAW GLOBAL SECURITIES, INC.
September 9, 1983 - October 15, 1984
BROADCHILD SECURITIES CORP.
September 2, 1983 - April 29, 1998
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
LAIDLAW GLOBAL SECURITIES, INC.
CRD#: 19018 / SEC#: , 8-37024
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
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