Donald L. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lewis Newman, who also goes by Don Newman, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1983. Donald had worked at 8 firms and has passed the Series 63, Series 65, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2019 - December 31, 2019
DONALD L. NEWMAN, REGISTERED INVESTMENT ADVISER
December 1, 1999 - June 8, 2011
INVESTMENT ARCHITECTS, INC.
March 26, 1996 - December 1, 1999
SUNAMERICA SECURITIES, INC.
July 2, 1991 - March 11, 1996
IDS LIFE INSURANCE COMPANY
July 2, 1991 - March 11, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
July 24, 1987 - May 8, 1990
F & G SECURITIES, INC.
July 10, 1984 - August 29, 1987
TOWER SQUARE SECURITIES, INC.
September 27, 1983 - July 13, 1984
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
DONALD L. NEWMAN, REGISTERED INVESTMENT ADVISER
CRD#: 114254 / SEC#:
Contact information
Red Flags
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