Samuel E. Navarro

INTE SECURITIES LLC

NEW YORK, NY 10004

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CRD#: 1183471

Professional summary

Samuel Enrique Navarro is a registered financial professional currently at INTE SECURITIES LLC located in New York, New York.

Samuel is registered as a RR (Registered Representative) and started their career in finance in 1983. Samuel has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Enrique Navarro's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 26, 2010 - Present

INTE SECURITIES LLC

Office #1: 42 Broadway, Suite 12-128, New York, NY 10004

CRD#: 47107

NEW YORK, NY

Past

April 4, 2009 - August 31, 2010

CHERTOFF CAPITAL, LLC

CRD#: 145134

WASHINGTON, DC

Past

November 7, 2005 - November 11, 2008

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

April 30, 2001 - May 23, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

May 8, 1998 - April 30, 2001

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

July 7, 1994 - April 13, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

May 10, 1993 - June 22, 1994

ABN AMRO SECURITIES LLC

CRD#: 6540

NEW YORK, NY

Past

February 5, 1990 - February 17, 1993

NEEDHAM & COMPANY, LLC

CRD#: 16360

NEW YORK, NY

Past

September 16, 1983 - August 1, 1989

LADENBURG THALMANN & CO. INC.

CRD#: 505

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(10/16/2020)

Exams

State Security Law Exam

Series 63

Date: 10/16/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/6/1986

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 3/4/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

INTE SECURITIES LLC

EQUINOX SECURITIES, LLC | TRUMP SECURITIES, LLC | INTE SECURITIES LLC

CRD#: 47107 / SEC#: , 8-51667

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Mailing Address

7000 W Palmetto Park Road Suite 503, Boca Raton, FL 33433

Phone number

(212) 897-1694

Established

Florida since 08/14/2018

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SPINDEL, ALAN	MEMBER	6141844
SPINDEL, HOWARD	MEMBER	708042
SPINDEL, JAY	MEMBER	1839344
STUPAY, MICHAEL ELLIOT	MEMBER	2287906
STUPAY, SHELLEY	MEMBER	5570644
OBSBAUM, FREDRIC MICHAEL	CCO	1160811

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Samuel E. Navarro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Samuel Enrique Navarro's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHERTOFF CAPITAL, LLC

COWEN AND COMPANY

ABN AMRO INCORPORATED

ABN AMRO SECURITIES LLC

UBS SECURITIES LLC

ABN AMRO SECURITIES LLC

NEEDHAM & COMPANY, LLC

LADENBURG THALMANN & CO. INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/2020

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/5/2005

Series 3

Date: 10/6/1986

Series 24

Date: 3/4/2006

FINRA

Current Firm

INTE SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

INTE SECURITIES LLC

TRUST BUT VERIFY

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