Brian T. Marcotte
Professional summary
Brian Troy Marcotte is a registered financial professional currently at JOHNSON RICE & COMPANY L.L.C. located in New Orleans, Louisiana and AGENTIS CAPITAL MARKETS US, LLC .
Brian is registered as a RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Troy Marcotte's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2008 - Present
JOHNSON RICE & COMPANY L.L.C.
Office #1: 639 Loyola Avenue-ste 2775, New Orleans, LA 70113-7105June 13, 2024 - Present
AGENTIS CAPITAL MARKETS US, LLC
Office #1: 1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2December 15, 2021 - October 14, 2022
CETERA ADVISORS LLC
May 31, 2008 - June 30, 2008
CAPITAL ONE INVESTMENT SERVICES LLC
March 3, 2006 - May 31, 2008
CAPITAL ONE INVESTMENTS, LLC
May 26, 1988 - January 25, 1989
FIRST SECURITIES COMPANY OF KANSAS, INCORPORATED
January 27, 1987 - January 9, 1988
MORGAN STANLEY DW INC.
August 10, 1984 - January 19, 1987
UNITED SECURITIES, INC.
January 18, 1984 - August 14, 1984
METRO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Nasdaq Stock Market
Current Firm
AGENTIS CAPITAL MARKETS US, LLC
CRD#: 328336 / SEC#: , 8-71174
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGENTIS CAPITAL LTD. | SHAREHOLDER | |
| FOSTER, LEE | CHIEF OPERATING OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 7814929 |
| GRIEVE, ANDREW WILLIAM | SHAREHOLDER | 7817429 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1182101 |
| VAN BELLE, ROBERT | PARTNER, DIRECTOR, CHIEF EXECUTIVE OFFICER, AND EXECUTIVE REPRESENTATIVE | 7814930 |
Red Flags
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Company Information
AGENTIS CAPITAL MARKETS US, LLC
CRD#: 328336New Orleans, LA 70113-7105TRUST BUT VERIFY
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