Brian Troy Marcotte
Professional Summary
Brian Troy Marcotte is a registered financial advisor currently at JOHNSON RICE & COMPANY L.L.C. located in New Orleans, Louisiana and AGENTIS CAPITAL MARKETS US, LLC. Brian is registered as a RR (Registered Representative) and started their career in finance in 1984. Brian has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
AGENTIS CAPITAL MARKETS US, LLC
Contact Information
Main Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2Mailing Address
1270-999 West Hastings Street, Vancouver, Bc, V6C 2W2Phone Number
+1 (604) 687-1597Established
Delaware since 02/01/2023Firm Type
Limited Liability CompanyFiscal Year End
SeptemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AGENTIS CAPITAL ADVISORS | SHAREHOLDER | — |
| 1459826 BC LTD. | SHAREHOLDER | — |
| FOSTER, LEE | CHIEF OPERATING OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 7814929 |
| GRIEVE, ANDREW WILLIAM | SHAREHOLDER | 7817429 |
| MARCOTTE, BRIAN TROY | CHIEF COMPLIANCE OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 1182101 |
| VAN BELLE, ROBERT | PARTNER, DIRECTOR, CHIEF EXECUTIVE OFFICER, AND EXECUTIVE REPRESENTATIVE | 7814930 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/1/2008)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jan 2012About the Series 87 examSRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Brian Troy Marcotte's CRS (Customer Relationship Summary).
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