Brendan A. O'neill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brendan Arthur O'neill, who also goes by Brendan Arthur Oneill, was a registered financial professional .
Brendan is a previously registered financial professional and started their career in finance in 1983. Brendan had worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 6, Series 2, Series 15, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2006 - January 27, 2021
BLACKROCK INVESTMENT MANAGEMENT, LLC
September 29, 2006 - January 13, 2021
BLACKROCK INVESTMENTS, LLC
April 22, 2004 - September 29, 2006
MERRILL LYNCH INVESTMENT MANAGERS LP
April 22, 2004 - September 29, 2006
FAM DISTRIBUTORS, INC.
March 24, 1998 - April 2, 2004
NUVEEN SECURITIES, LLC
June 28, 1995 - April 1, 2004
RITTENHOUSE ASSET MANAGEMENT, INC.
September 21, 1983 - November 6, 1987
NOMURA SECURITIES INTERNATIONAL, INC.
Primary Firm SEC Registration
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/22/2022
General Securities Representative ExaminationSeries 2
Date: 4/7/1995
Non-Member General Securities ExaminationSeries 15
Date: 11/11/1985
Foreign Currency Options ExaminationCurrent Firm
BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
