Mark C. Winmill
Professional summary
Mark Campbell Winmill, who also goes by Winmill, is a registered financial professional currently at MIDAS SECURITIES GROUP, INC. located in Rochester, New York.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 4 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Campbell Winmill's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2002 - Present
MIDAS SECURITIES GROUP, INC.
Office #1: 2255 Buffalo Road, Rochester, NY 14624November 23, 2010 - October 5, 2018
BEXIL SECURITIES LLC
December 23, 1987 - February 18, 1988
MIDAS SECURITIES GROUP, INC.
October 20, 1987 - March 20, 2000
BULL & BEAR SECURITIES, INC.
July 27, 1983 - July 19, 1985
SOUTHPORT SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2010)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MIDAS SECURITIES GROUP, INC.
CRD#: 14009 / SEC#: , 8-29751
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WINMILL & CO. INCORPORATED | PARENT COMPANY | |
| KAMERMAN, RUSSELL LOUIS | SECRETARY, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | 6432984 |
| KLIMOSKI, DONALD II | ASSISTANT SECRETARY, ASSISTANT GENERAL COUNSEL, AND ASSISTANT CHIEF COMPLIANCE OFFICER | 6854924 |
| OMALLEY, THOMAS | DIRECTOR, CFO, CAO, TREASURER, CONTROLLER | 1144851 |
| WINMILL, MARK CAMPBELL | PRINCIPAL | 1181703 |
| WINMILL, THOMAS BASSETT | DIRECTOR, CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND CHIEF LEGAL OFFICER | 1849082 |
Red Flags
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Company Information
MIDAS SECURITIES GROUP, INC.
CRD#: 14009Rochester, NY 14624TRUST BUT VERIFY
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