Robert L. Betack
Professional summary
Robert Louis Betack is a registered financial professional currently at EQUUS FINANCIAL CONSULTING LLC located in New Canaan, Connecticut.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1983. Robert has worked at 8 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 55, Series 3, Series 15, Series 7, Series 10, Series 9, Series 8, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Louis Betack's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2016 - Present
EQUUS FINANCIAL CONSULTING LLC
Office #1: 78 Pine St., Suite 101, New Canaan, CT 06840August 29, 2016 - November 18, 2016
IRC SECURITIES LLC
January 28, 2005 - September 24, 2014
MIZUHO SECURITIES USA LLC
April 30, 2001 - June 10, 2004
ING FINANCIAL MARKETS LLC
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
March 28, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
November 22, 1995 - March 21, 1997
CASPIAN SECURITIES INCORPORATED
July 13, 1993 - May 25, 1995
NOMURA SECURITIES INTERNATIONAL, INC.
May 20, 1987 - May 24, 1993
ING BARING (U.S.) SECURITIES, INC.
September 21, 1983 - June 5, 1987
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2016)
(11/22/2016)
(8/18/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/28/2000
Limited Representative-Equity Trader ExamSeries 15
Date: 9/9/1985
Foreign Currency Options ExaminationSeries 8
Date: 7/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Series 12
Date: 10/4/1993
NYSE Branch Manager ExaminationFINRA
Current Firm
EQUUS FINANCIAL CONSULTING LLC
CRD#: 131449 / SEC#: , 8-66467
Contact information
FINRA licenses (50 States and Territories)
Red Flags
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