Frederick O. Terrell

WELLS FARGO SECURITIES

Los Angeles, CA 90067

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CRD#: 1181597

Professional summary

Frederick Oneil Terrell Mr, who also goes by Frederick Oniel Terrell Mr, Frederick Oniel Terrell, Frederick Terrell, is a registered financial professional currently at WELLS FARGO SECURITIES, LLC located in Los Angeles, California.

Frederick is registered as a RR (Registered Representative) and started their career in finance in 1985. Frederick has worked at 3 firms and has passed the SIE, Series 79 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Frederick Oniel Terrell Mr | Frederick Oniel Terrell | Frederick Terrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Oneil Terrell Mr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

WELLS FARGO SECURITIES, LLC

Office #1: 1800 Century Park E, Los Angeles, CA 90067

CRD#: 126292

Los Angeles, CA

Past

November 3, 2020 - September 12, 2022

AVIDITI FINANCIAL, LLC

CRD#: 309026

New York, NY

Past

January 12, 2011 - February 19, 2019

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 23, 1985 - September 27, 1996

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(3/21/2024)

District of Columbia
(3/21/2024)

Florida
(3/21/2024)

Louisiana
(3/21/2024)

Maryland
(3/21/2024)

Puerto Rico
(3/21/2024)

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 1/11/2011

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WELLS FARGO SECURITIES, LLC

WACHOVIA CAPITAL MARKETS, LLC | WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES | WELLS FARGO CORPORATE AND/& INVESTMENT BANKING | WACHOVIA CORPORATE & INVESTMENT BANKING, LLC

CRD#: 126292 / SEC#: , 8-65876

Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

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Contact information

Main Address

550 South Tryon Street 6th Floor D1086-060, Charlotte, NC, 28202

Mailing Address

1 N Jefferson Ave H0004-063, St. Louis, MO 63103

Phone number

(314) 875-3286

Established

Delaware since 03/05/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EVEREN CAPITAL CORPORATION	PARENT
CHESTER, KARA MCSHANE	DIRECTOR/MANAGER	2679854
CONNOR, TIMOTHY MICHAEL	PRINCIPAL FINANCIAL OFFICER	8157713
MACCHIO, PETER	CHIEF COMPLIANCE OFFICER / DESIGNATED TEXAS OFFICER / DIRECTOR/MANAGER	2124187
OHARA, TIMOTHY PATRICK	DIRECTOR/MANAGER	2095368
PETERS, MARY LOU	DIRECTOR/MANAGER/CONTROL PRINCIPAL	4062788
RILEY, MICHAEL FRANCIS	DIRECTOR/MANAGER	4165280
RIVAS, FERNANDO S	CHAIR / CEO / PRESIDENT / DIRECTOR/MANAGER	4803269
SMITH, DANIEL D	CHIEF OPERATIONS OFFICER	5500659
THOMAS, DANIEL JEROME JR	DIRECTOR/MANAGER

Disclosures

Regulatory Event	158
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frederick O. Terrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Frederick Oneil Terrell Mr's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO SECURITIES, LLC

AVIDITI FINANCIAL, LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 79

Date: 1/11/2011

Series 7

Date: 7/20/1985

FINRA

Current Firm

WELLS FARGO SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WELLS FARGO SECURITIES, LLC

TRUST BUT VERIFY

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