Jeffrey D. Robertson

CETERA INVESTMENT ADVISERS LLC

Chehalis, WA 98532

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CRD#: 1181208

Professional summary

Jeffrey Dean Robertson, CFP®, who also goes by Jeff Robertson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chehalis, Washington and CETERA WEALTH SERVICES, LLC located in Chehalis, Washington.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jeffrey has worked at 11 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF ENTITY:CASCADE TAX COMPANY; No; 365 NW CHEHALIS AVE; CHEHALIS; WA; 98532; TAX PREP AND ACCOUNTING SERVICES; PRESIDENT; 1/1/1992; 160; 80; MANAGE EMPLOYEES AND ADVVISING CLIENTS WITH THEIR GOVERNMENT FORMS; 2. NAME OF ENTITY:DEAN PROPERTIES, LLC; No; 3626 HARRISON AVE; CENTRALIA; WA; 98531; COMMERCIAL REAL ESTATE; MEMBER; 2/1/2018; 3; 0; MAINTAIN BUILDING; 3. NAME OF ENTITY:ROBERTSON RENTALS; No; 365 NW CHEHALIS AVE; CHEHALIS; WA; 98532; COMMERCIAL & RESIDENTIAL PROPERTIES; OWNER; 2/1/2018; 15; 0; MAINTAIN AND COLLECT RENT; 4. NAME OF OTHER BUSINESS: TWIN CITIES ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX CHEHALIS, WA 98532; NATURE OF BUSINESS: BOARD; START DATE: 07/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 0.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0.5; BRIEF DESCRIPTION OF DUTIES: MAINTAIN FINANCIAL RECORDS OF LOCAL FOUNDATION. DEPOSIT FUNDS FROM CONTRIBUTORS & DISBURSE FUNDS TO BENEFICIARIES WITH DIRECT APPROVAL FROM BOARD;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dean Robertson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 365 Nw Chehalis Ave, Chehalis, WA 98532

RIA

CRD#: 105644

Chehalis, WA

Current

June 9, 2021 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 365 Nw Chehalis Ave, Chehalis, WA 98532

CRD#: 13572

Chehalis, WA

Past

June 9, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CHEHALIS, WA

Past

January 8, 2021 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

Chehalis, WA

Past

January 6, 2021 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

Chehalis, WA

Past

January 2, 2009 - January 6, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

FEDERAL WAY, WA

Past

April 18, 2000 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

FEDERAL WAY, WA

Past

February 22, 2000 - July 13, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FEDERAL WAY, WA

Past

April 28, 1999 - February 22, 2000

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

June 18, 1989 - April 29, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 17, 1986 - December 20, 1986

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Past

October 7, 1985 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

September 7, 1983 - October 28, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

September 7, 1983 - October 28, 1985

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/3/2024)

IAR

Texas
(1/3/2024)

Washington
(6/9/2021)

IAR

Washington
(6/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/6/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 3/14/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 9/6/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey D. Robertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Dean Robertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

SUNAMERICA SECURITIES, INC.

INVESTORS BROKERAGE SERVICES, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERICAN EXPRESS FINANCIAL CORPORATION

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/6/1983

SIE

Date: 10/1/2018

Series 7

Date: 1/18/1986

Series 22

Date: 3/14/1984

Series 6

Date: 9/6/1983

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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