Randolph E. Snow

R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP

ESTERO, FL 34135

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CRD#: 1180589

Professional summary

Randolph Edgar Snow is a registered financial advisor currently at R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC located in Estero, Florida.

Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Randolph has worked at 5 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. R.E. SNOW CAPITAL MANAGEMENT; YES - INVESTMENT RELATED; COMMODITY POOL OPERATOR; LIMITED MEMBER; NO-TITLE; OWNER; 05/2005; 2 HRS. PER MONTH; .10 HRS PER TRADING DAY; LIMITED MEMBER AND INVESTOR IN CPO DUTIES OF AVERAGE LIMITED SHARHOLDER. 2. SOLARIX; NOT-INVESTMENT ELATED, CFO, 05/2024 60% OF TIME DEVOTED , DUTIES OF CFO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Edgar Snow's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 18, 2005 - Present

R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC

Office #1: 9990 Coconut Road Suite 320, Estero, FL 34135

RIA

CRD#: 122190

ESTERO, FL

Past

May 11, 2000 - May 3, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NAPLES, FL

Past

April 14, 2000 - May 3, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 13, 1996 - April 11, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 31, 1993 - December 23, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 12, 1991 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

August 27, 1987 - September 20, 1991

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 25, 1983 - August 31, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/18/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/26/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Current Firm

R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC

C&M ADVISORS | R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC | R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, INC. | R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP | C&M ADVISORS, INC.

CRD#: 122190 / SEC#: 801-66499

RIA

Registered Investment Advisory firm - (11/21/2007 Terminated)

Florida

Registered Investment Advisory firm - (11/15/2007 Approved)

Ohio

Registered Investment Advisory firm - (12/20/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9990 Coconut Road Suite 320, Estero, FL 34135

Mailing Address

Phone number

(239) 784-4120

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Randolph E. Snow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randolph Edgar Snow's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/1992

Series 63

Date: 10/20/1983

Series 3

Date: 2/26/1988

Series 7

Date: 8/20/1983

Current Firm

R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC

Contact information

Documents

Red Flags

Company Information

R.E. SNOW PRIVATE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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