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JG

John J. Gebbia

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CRD#: 1180399
JG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Joseph Gebbia SR was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1983. John had worked at 5 firms and has passed the Series 24 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 18, 2002 - April 16, 2012

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

October 18, 1993 - April 10, 1995

TRIO SECURITIES, INC.

BD
CRD#: 19141
LOS ANGELES, CA
Past

September 5, 1990 - October 31, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

August 30, 1990 - June 6, 1991

SECURITIES SETTLEMENT CORPORATION

BD
CRD#: 7129
ISLIP, NY
Past

February 13, 1986 - December 12, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

December 1, 1983 - May 31, 1984

J & L INVESTMENT SERVICES, INC.

BD
CRD#: 13877

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Principal/Supervisory Exam
RR
Series 24
Date: 4/26/1989
General Securities Principal Examination

Current Firm


SF
STOCKCROSS FINANCIAL SERVICES, INC.
STOCKCROSS FINANCIAL SERVICES | STOCKCROSS, INC. | STOCKCROSS TRADING GROUP | STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670 / SEC#: 801-69705, 8-17758

BD
Terminated by SEC on 08/07/2021
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Contact information


Main Address
9464 Wilshire Blvd, Beverly Hills, CA 90212
Mailing Address
Phone number
Established
Massachusetts since 08/03/1973
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GEBBIA, JOHN MICHAELDIRECTOR, EVP1866455
GEBBIA, RICHARD SALCEO, PRESIDENT, DIRECTOR2348552
MURIEL SIEBERT & CO., INC.OWNER5376
COLOMBINO, MICHAEL JONATHANCFO; TREASURER4871852
DIPIPPO, ALBERT FRANCISROSFP726636
LOGUE, DANIEL PATRICKCHIEF COMPLIANCE OFFICER; AMLCO1501135
SCHEBECE, GREGORY CHARLESEXECUTIVE VICE PRESIDENT, COO1498632
SHANKMAN, CRAIG MICHAELDIRECTOR OF TECHNOLOGY
TASSELL, MATTHEW ERICDIRECTOR OF CORPORATE SERVICES
ZABATTA, CHARLES ANTHONY SROWNER

Disclosures


Regulatory Event20
Arbitration2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

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