Mark M. Salter
Professional summary
Mark Myles Salter, who also goes by Mark M Salter, Mark Salter, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Delray Beach, Florida.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1984. Mark has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 87, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Myles Salter's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2009 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 301 W. Atlantic Ave, Ste 0-8, Delray Beach, FL 33444April 24, 2021 - December 16, 2021
NATALLIANCE ASSET MANAGEMENT LLC
July 14, 2006 - February 19, 2009
TEJAS SECURITIES GROUP, INC.
May 10, 2000 - February 19, 2009
TEJAS SECURITIES GROUP, INC.
January 23, 1996 - November 16, 1998
AMHERST SECURITIES GROUP, L.P.
November 22, 1995 - May 4, 2000
AMHERST SECURITIES GROUP, L.P.
May 18, 1989 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
May 1, 1989 - October 27, 1994
WESTCAP SECURITIES, L.P.
November 30, 1988 - May 6, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
September 2, 1988 - November 8, 1988
GREYSTONE SECURITIES, INC.
July 25, 1987 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
June 12, 1984 - October 27, 1994
WESTCAP SECURITIES, L.P.
March 19, 1984 - May 24, 1984
HUNTINGTON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2016)
(7/17/2015)
(1/13/2011)
(1/15/2010)
(1/11/2016)
(2/19/2010)
(3/15/2011)
(1/27/2016)
(8/18/2023)
(2/23/2009)
(11/6/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NATALLIANCE SECURITIES, LLC
CRD#: 39455Delray Beach, FL 33444TRUST BUT VERIFY
Monitor Mark Salter
Get automatic monthly alerts on:
