Willard Deere Velie
Professional Summary
Willard Deere Velie is a registered financial advisor currently at ACCESSALPHA WORLDWIDE LLC located in Chicago, Illinois. Willard is registered as a RR (Registered Representative) and started their career in finance in 1983. Willard has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
ACCESSALPHA WORLDWIDE LLC
Contact Information
Main Address
444 West Lake Street Suite 1700, Chicago, IL 60606Mailing Address
444 West Lake Street Suite 1700, Chicago, IL 60606Phone Number
(847) 475-6000Established
Delaware since 06/26/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1983About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Willard Deere Velie's CRS (Customer Relationship Summary).
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