Willard D. Velie
Professional summary
Willard Deere Velie is a registered financial professional currently at ACCESSALPHA WORLDWIDE LLC located in Chicago, Illinois.
Willard is registered as a RR (Registered Representative) and started their career in finance in 1983. Willard has worked at 10 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Willard Deere Velie's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 8, 2008 - Present
ACCESSALPHA WORLDWIDE LLC
Office #1: 444 West Lake Street Suite 1700, Chicago, IL 60606June 22, 2005 - November 1, 2007
WYNVALE FINANCIAL DISTRIBUTORS LLC
December 20, 2002 - June 18, 2003
FIRST INTERNATIONAL CAPITAL LTD.
February 4, 2000 - January 23, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
July 15, 1998 - September 3, 1999
DEAM INVESTOR SERVICES, INC.
November 30, 1995 - June 17, 1998
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
June 1, 1993 - December 7, 1995
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
March 1, 1993 - June 1, 1993
TEMPLETON FUNDS DISTRIBUTOR, INC.
September 4, 1985 - July 5, 1989
IVY DISTRIBUTORS, INC.
December 19, 1983 - November 13, 1985
WEH FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ACCESSALPHA WORLDWIDE LLC
CRD#: 142279 / SEC#: , 8-67446
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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