Steven J. Czurak

CZURAK WEALTH MANAGEMENT

TYLER, TX 75703

Some features on this profile are disabled

CRD#: 1179895

Professional summary

Steven Jan Czurak is a registered financial advisor currently at CZURAK WEALTH MANAGEMENT, LLC located in Tyler, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Steven has worked at 10 firms and has passed the Series 66, Series 63, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Mead/Czurak Insurance Consulting and Management, LLC 2. Not related 3. NA 4. Captive Insurance 5. Owner 6. 02/15/2016 7. 15 hours per month 8. 0 during trading hours 9. Introducing clients Mr. Czurak is also an Adjunct Professor for The College for Financial Planning, where he teaches financial decision making and portfolio management for the Masters Program. Mr. Czurak spends approximately 10 hours on this activity per month and none during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jan Czurak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 7, 2012 - Present

CZURAK WEALTH MANAGEMENT, LLC

Office #1: 5763 Eagles Nest Blvd Suite 2, Tyler, TX 75703

RIA

CRD#: 165263

TYLER, TX

Past

April 21, 2011 - August 6, 2012

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

TYLER, TX

Past

April 12, 2011 - August 6, 2012

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

TYLER, TX

Past

September 30, 2008 - April 20, 2011

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

TYLER, TX

Past

September 30, 2008 - April 20, 2011

RBC CAPITAL MARKETS, LLC

CRD#: 31194

TYLER, TX

Past

April 2, 2007 - October 23, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TYLER, TX

Past

April 2, 2007 - October 23, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

TYLER, TX

Past

July 8, 1994 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

TYLER, TX

Past

July 8, 1994 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

TYLER, TX

Past

July 31, 1993 - July 22, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 14, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 28, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

November 22, 1983 - January 1, 1985

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(9/11/2012)

IAR

Texas
(9/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/27/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/6/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/28/2012

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/12/2012

General Securities Sales Supervisor - General Module Examination

Current Firm

CZURAK WEALTH MANAGEMENT, LLC

CZURAK WEALTH MANAGEMENT, LLC | CZURAK WEALTH MANAGEMENT, RIA

CRD#: 165263 / SEC#: 801-77072

RIA

Registered Investment Advisory firm - (3/25/2013 Terminated)

Louisiana

Registered Investment Advisory firm - (3/25/2013 Approved)

Texas

Registered Investment Advisory firm - (3/19/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5763 Eagles Nest Blvd Suite 2, Tyler, TX 75703

Mailing Address

Phone number

(855) 213-6571

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	78
AUM (Assets Under Management)	$ 45,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Matt Montgomery

MATT MONTGOMERY

IAR

Jacksonville, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven J. Czurak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Jan Czurak's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

PRINCIPAL FINANCIAL SECURITIES,INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/27/2010

Series 63

Date: 1/6/1984

Series 7

Date: 11/19/1983

Series 9

Date: 2/28/2012

Series 10

Date: 1/12/2012

Current Firm

CZURAK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CZURAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors