Pamela A. Giunti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Ann Giunti, who also goes by Pam Angley, Pamela Ann Angley, Pamela Giunti Angley, Pamela Giunti, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 1983. Pamela had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2023 - November 21, 2024
MUTUAL OF AMERICA SECURITIES LLC
January 25, 2001 - November 24, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
January 25, 2001 - September 12, 2022
MUTUAL OF AMERICA SECURITIES LLC
February 7, 2000 - January 19, 2001
CITIZENS SECURITIES, INC.
September 17, 1998 - January 14, 2000
OSAIC INSTITUTIONS, INC.
November 17, 1995 - September 2, 1998
BANKBOSTON INVESTOR SERVICES, INC.
October 25, 1991 - November 21, 1995
WALL STREET ACCESS
August 1, 1990 - October 11, 1991
UNITED PACIFIC FINANCIAL SERVICES, INC.
July 6, 1988 - August 3, 1990
INVEST FINANCIAL CORPORATION
November 26, 1985 - February 8, 1988
INVEST FINANCIAL CORPORATION
November 22, 1983 - August 3, 1990
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/23/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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