Eugene L. Pearce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Lovick Pearce was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1984. Eugene had worked at 1 firm and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 1984 - August 6, 1987
GPC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GPC SECURITIES, INC.
CRD#: 14007 / SEC#: , 8-30108
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRINCETON RETIREMENT GROUP, INC. | SOLE SHAREHOLDER | |
| ALEXANDER, MARK DAVID | CHIEF FINANCIAL OFFICER & TREASURER | 2202934 |
| COCO, GLORIA JEAN ANGEL | CHIEF EXECUTIVE OFFICER & DIRECTOR | 716459 |
| DOWNING, KEVIN RINARD | CHIEF COMPLIANCE OFFICER | 2939663 |
| VARCO, DEBORAH ANN | CHIEF OPERATIONS OFFICER & DIRECTOR | 1214688 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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