John F. Powers
Professional summary
John Frederick Powers, who also goes by Jack Powers, is a registered financial professional currently at NATALLIANCE SECURITIES, LLC located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1983. John has worked at 19 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Frederick Powers's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2016 - Present
NATALLIANCE SECURITIES, LLC
Office #1: 3101 Bee Cave Rd Suite 270, Austin, TX 78746January 8, 2014 - November 13, 2014
APB FINANCIAL GROUP, LLC
September 23, 2011 - January 20, 2012
STONEX FINANCIAL INC.
April 15, 2009 - July 8, 2009
COMMERZ MARKETS LLC
July 17, 2007 - October 2, 2009
COMMERZBANK CAPITAL MARKETS CORP.
February 20, 2007 - June 4, 2007
THE ULTIMA GLOBAL MARKETS (USA), INC.
February 14, 2006 - October 30, 2006
NUMIS SECURITIES LLC
October 12, 2005 - January 30, 2006
HALPERN CAPITAL, INC.
May 24, 2005 - September 23, 2005
JOSEPH GUNNAR & CO. LLC
December 2, 2003 - May 24, 2005
WESTROCK ADVISORS, INC.
May 14, 2001 - December 20, 2001
ABN AMRO SECURITIES LLC
August 12, 1996 - December 20, 2001
ABN AMRO INCORPORATED
March 17, 1993 - August 6, 1996
CREDIT AGRICOLE SECURITIES (USA) INC.
July 30, 1991 - October 5, 1992
FIRST UNION CAPITAL MARKETS CORP.
May 27, 1988 - July 12, 1989
KEEFE, BRUYETTE & WOODS, INC.
April 3, 1987 - November 27, 1987
RAUSCHER PIERCE REFSNES, INC.
October 2, 1986 - January 10, 1987
KLEINWORT BENSON NORTH AMERICA INC.
July 10, 1985 - October 21, 1986
PRUDENTIAL EQUITY GROUP, LLC
August 24, 1983 - July 18, 1985
ADVEST, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2020)
(8/24/2016)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationFINRA
Current Firm
NATALLIANCE SECURITIES, LLC
CRD#: 39455 / SEC#: , 8-48723
Contact information
FINRA licenses (46 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATALLIANCE HOLDING COMPANY LLC | OWNER | |
| ADAMS, JASON | BOARD MEMBER | 2690575 |
| BRENNER, ANDREW SCOTT | BOARD MEMBER | 1227535 |
| BUSH, FRED COSTON | CFO/COO | 3075024 |
| CARREON, MICHELLE ELLIS | CCO | 4861485 |
| GIORDANO, MICHAEL JAMES | BOARD MEMBER | 5942248 |
| HENDRICKSON, GEORGE ALEXANDER BROWN | BOARD MEMBER | 2382347 |
| LIEPMAN, JOHN FRANCIS | BOARD MEMBER | 2037298 |
| LOERCH, SAMUEL JAMES | BOARD MEMBER | 1195328 |
| SALTER, MARK MYLES | BOARD MEMBER/CEO/PRESIDENT | 1180139 |
| TAYLOR, BRADFORD STEPHEN | BOARD MEMBER | 5751455 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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