Mark R. Kiniry
Professional summary
Mark Roger Kiniry, who also goes by Mark Roger Kiniry, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Westbrook, Connecticut and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Mark has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Roger Kiniry's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
January 23, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111December 3, 2020 - November 16, 2022
J.P. MORGAN SECURITIES LLC
March 3, 2017 - March 24, 2020
ALPS DISTRIBUTORS, INC.
January 2, 2014 - March 24, 2020
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
January 2, 2008 - December 31, 2013
ALPS DISTRIBUTORS, INC.
May 22, 2007 - November 21, 2007
OLD MUTUAL INVESTMENT PARTNERS
December 31, 2000 - April 2, 2007
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 15, 2000 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
December 5, 1989 - June 9, 2000
AMUNDI DISTRIBUTOR US, INC.
May 26, 1988 - November 13, 1989
CLAYTON BROWN & ASSOCIATES, INC.
July 30, 1987 - February 18, 1988
TUCKER ANTHONY INCORPORATED
August 23, 1983 - July 22, 1987
MOSELEY SECURITIES CORPORATION
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
