Robert L. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Jones, who also goes by Bob Jones, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1992 - January 7, 2021
GROVE POINT INVESTMENTS, LLC
February 18, 1992 - June 4, 1992
TZ CLEAR LLC
January 17, 1991 - February 20, 1992
JOSEPHTHAL & CO., INC.
March 14, 1990 - March 30, 1990
ANDREW ALEN SECURITIES, INC.
March 12, 1990 - January 16, 1991
ALLEN C. EWING & CO.
February 12, 1990 - March 12, 1990
ALLEN C. EWING & CO.
April 14, 1987 - January 29, 1990
WILLIAMS SECURITIES GROUP, INC.
June 20, 1984 - March 6, 1987
FERRIS, BAKER WATTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
