AB
Anthony D. Branca
WOODSTOCK WEALTH MANAGEMENT
Woodstock, GA 30188
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CRD#: 1178639
AB
Professional summary
Anthony Douglas Branca is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in Woodstock, Georgia.
Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Anthony has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 7TO, Series 99TO, Series 79TO, SIE, Series 7, Series 53, Series 14, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.BRANCA FINANCIAL GROUP, LLC; NOT INVESTMENT RELATED; CANTON, GA 30114; PAY EXPENSES FOR 1099 INCOME RECEIVED FROM INSURANCE BUSINESS. ALSO, CONSULTING TO FIRMS AND REGISTERED REPRESENTATIVES; PRESIDENT; 100 PERCENT OWNERSHIP; STARTED 02/2010; DEVOTES APPROXIMATE 2 HOURS A MONTH TO OTHER BUSINESS WHICH NONE ARE DURING TRADING HOURS; DUTIES INCLUDE ADMINISTRATION OF BUSINESS 2. BRANCA ENTERPRISES LLC; NOT INVESTMENT RELATED; CANTON, GA 30114; WEBSITE OFFERING MUSIC, SPORTS AND HISTORY. RESELLER OF HEALTH PRODUCTS; MANAGING MEMBER; STARTED 05/2015; DEVOTES APPROXIMATELY 1 HOURS A MONTH WHICH NONE ARE DURING BUSINESS HOURS; DUTIES INCLUDE ADMINISTRATIVE OF BUSINESS. 3. ANTHONY BRANCA SOLE PROPRIETOR; INVESTMENT-RELATED; CANTON, GA 30114; SELL NON-SECURITY INSURANCE; SOLE PROPRIETOR; STARTED 12/2005; DEVOTES APPROXIMATE 1 HOUR A MONTH OF WHICH NONE IS DURING TRADING HOURS; DUTIES INCLUDE SELL NON-SECURITIES INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Douglas Branca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2018 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
Office #1: 250 River Park North Drive, Woodstock, GA 30188RIA
CRD#: 283472
Woodstock, GA
Past
December 14, 2021 - June 28, 2022
MONMOUTH CAPITAL MANAGEMENT LLC
BD
CRD#: 290248
POINT PLEASANT BEACH, NJ
Past
September 15, 2008 - March 14, 2019
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
WOODSTOCK, GA
Past
September 15, 2008 - December 12, 2019
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
WOODSTOCK, GA
Past
June 2, 2006 - October 10, 2008
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
PISCATAWAY, NJ
Past
December 15, 2003 - June 2, 2006
THE INVESTMENT CENTER, INC.
RIA
CRD#: 17839
PISCATAWAY, NJ
Past
December 15, 2003 - October 10, 2008
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
PISCATAWAY, NJ
Past
June 1, 2000 - December 15, 2003
THE CONCORD EQUITY GROUP, LLC
BD
CRD#: 14569
ISELIN, NJ
Past
December 8, 1999 - June 1, 2000
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
June 4, 1997 - December 8, 1999
ATLANTIC GROUP SECURITIES, INC.
BD
CRD#: 42194
MILLBURN, NJ
Past
October 4, 1994 - August 29, 1997
RICKEL & ASSOCIATES, INC.
BD
CRD#: 7839
NEW YORK, NY
Past
December 10, 1990 - September 7, 1994
HALPERT AND COMPANY, INC.
BD
CRD#: 7094
MILLBURN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/17/2023)
IAR
Georgia(7/9/2018)
IAR
New Jersey(9/8/2023)
IAR
Pennsylvania(3/27/2025)
IAR
Texas(7/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 1/18/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
