Peter J. Ingersoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter John Ingersoll, who also goes by Peter Ingersoll, Peter Ingersoll-cope, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1983. Peter had worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2015 - December 31, 2015
PWAVE INVESTMENT MANAGEMENT, INC
October 5, 2006 - January 12, 2009
WELTON STREET INVESTMENTS LLC
July 1, 1985 - August 26, 1987
BAILEY, MARTIN & APPEL, INC.
October 27, 1983 - September 7, 1984
AMERICAN DIVERSIFIED EQUITY CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PWAVE INVESTMENT MANAGEMENT, INC
CRD#: 174025 / SEC#:
Contact information
Red Flags
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