George H. Clough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Henry Clough III, who also goes by George Henry Clough, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 9 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2018 - July 16, 2018
PEOPLE'S UNITED ADVISORS, INC.
November 24, 2017 - July 16, 2018
PEOPLE'S SECURITIES, INC.
September 15, 2010 - July 1, 2014
PEOPLE'S SECURITIES, INC.
September 15, 2010 - July 1, 2014
PEOPLE'S SECURITIES, INC.
April 5, 2006 - December 31, 2008
UBS FINANCIAL SERVICES INC.
April 5, 2006 - December 31, 2008
UBS FINANCIAL SERVICES INC.
March 31, 2004 - February 6, 2006
ADVEST, INC.
August 16, 1999 - February 6, 2006
ADVEST, INC.
April 7, 1995 - February 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 25, 1994 - March 20, 1995
EDWARD JONES
March 28, 1994 - May 5, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
April 6, 1984 - July 11, 1984
VP DISTRIBUTORS LLC
September 20, 1983 - January 9, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEOPLE'S UNITED ADVISORS, INC.
CRD#: 292454 / SEC#: 801-112648
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,076 |
| AUM (Assets Under Management) | $ 845,211,011 |
Red Flags
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