Susan K. Crane
Professional summary
Susan Kay Crane, who also goes by Susan Kay Crane, Susan Kay Plennert, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in El Segundo, California.
Susan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Susan has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Kay Crane's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 400 Robert St N Ste 800, St Paul, MN 55101August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245February 27, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 27, 2023 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
February 8, 2022 - January 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
February 8, 2022 - January 3, 2023
WOODBURY FINANCIAL SERVICES, INC.
July 7, 2017 - February 1, 2022
EQUITABLE ADVISORS, LLC
July 7, 2017 - February 1, 2022
EQUITABLE ADVISORS, LLC
November 20, 2014 - October 2, 2015
VOYA FINANCIAL ADVISORS, INC.
July 15, 2014 - October 2, 2015
VOYA FINANCIAL ADVISORS, INC.
July 9, 2012 - January 2, 2013
ADVANCED ADVISOR GROUP, LLC
January 3, 2011 - January 5, 2012
VOYA FINANCIAL ADVISORS, INC.
August 19, 2004 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
April 28, 2003 - March 1, 2004
OSAIC WEALTH, INC.
June 5, 2000 - December 4, 2002
MORGAN STANLEY DW INC.
October 16, 1986 - April 9, 1988
J.P. MORGAN SECURITIES LLC
October 7, 1985 - October 30, 1986
BROOK INVESTMENTS, INC.
June 25, 1984 - October 22, 1985
OBERWEIS SECURITIES, INC.
September 21, 1983 - June 14, 1984
HAMILTON INVESTMENTS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/10/2023)
(8/10/2023)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Paul, MN 55101TRUST BUT VERIFY
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