JP
Jerome B. Price
CETERA INVESTMENT ADVISERS LLC
SCARBOROUGH, ME 04074
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CRD#: 1177493
JP
Professional summary
Jerome Brian Price, CFP®, who also goes by Jerry Price, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Scarborough, Maine and CETERA ADVISORS LLC located in Scarborough, Maine.
Jerome is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Jerome has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jerry Price
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) PRICE FINANCIAL, TAX PREPARATION - NOT INVESTMENT RELATED, ADDRESS IS REGISTERED LOCATION, START 01/01/92, 5 HR/WK. - VARIES DURING TRADING HOURS,
100% OWNER - INCOME TAX RETURN PREPARATION SERVICES.
(2) PRICE FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 1992, REGISTERED REPRESENTATIVE
APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS
BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
(3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED LOCATION;
NATURE OF BUSINESS: FIXED INSURANCE;
START DATE: 10/19/2016
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT;
BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, AND LONG TERM CARE.
(4) NAME OF OTHER BUSINESS: THE BEAN GROUP ;
INVESTMENT RELATED: NO;
ADDRESS: 75 JOHN ROBERTS ROAD, SOUTH PORTLAND, ME 04106;
NATURE OF BUSINESS: REAL ESTATE;
START DATE: 05/2018 ;
POSITION/TITLE/RELATIONSHIP: REAL ESTATE AGENT;
APX NUMBER OF HOURS PER WEEK: 0-5 ;
APX NUMBER OF HOURS DURING TRADING HOURS: 0-5 ;
BRIEF DESCRIPTION OF DUTIES: ASSOCIATE BROKER ;
CRS (Client Relationship Summary) - RIA
Click below to view Jerome Brian Price's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 7 Oak Hill Terrace Suite 204, Scarborough, ME 04074RIA
CRD#: 105644
SCARBOROUGH, ME
Current
June 12, 1996 - Present
CETERA ADVISORS LLC
Office #1: 7 Oak Hill Terrace Suite 204, Scarborough, ME 04074BD
CRD#: 10299
Scarborough, ME
Past
February 13, 2007 - February 12, 2010
PRICE FINANCIAL
RIA
CRD#: 118399
SCARBOROUGH, ME
Past
August 29, 2002 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 27, 1983 - June 25, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
September 27, 1983 - June 25, 1996
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/23/2015)
RR
California(8/29/2001)
RR
Colorado(7/18/2019)
RR
Florida(1/5/2006)
RR
Georgia(8/6/2025)
RR
Maine(7/3/1996)
IAR
Maine(3/21/2024)
RR
Massachusetts(6/6/2012)
RR
New Hampshire(6/26/2000)
RR
New York(9/7/2025)
RR
North Carolina(5/17/2022)
RR
Oregon(9/20/2023)
RR
Pennsylvania(2/27/2019)
RR
South Carolina(1/31/2018)
RR
Washington(6/2/1999)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Scarborough, ME 04074TRUST BUT VERIFY
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