Dwight J. Fontana

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Mandeville, LA

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CRD#: 1177216

Professional summary

Dwight Joseph Fontana is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Mandeville, Louisiana.

Dwight is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Dwight has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE;NORTHSHORE REGIONAL HUMANE RESOURCE ASSOCIATION - NON-PROFIT NO COMPENSATION; AUDUBON FLIGHT 107 CORNERSTON DR, MANDEVILLE LA 70448, 3/1/15. AVIATION CONSULTING, PRESIDENT-OWNER. 100% FIN INT USING PERSONAL ASSETS. NO SALARY/COMPENSATION AT THIS TIME. 3% M/F; FLIGHTLINE FIRST, LLC- CHARTER AIRCRAFT PILOT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwight Joseph Fontana's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2016 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Mandeville, LA

Past

January 10, 2002 - January 10, 2025

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

MANDEVILLE, LA

Past

June 12, 2001 - January 15, 2002

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

October 31, 2000 - June 11, 2001

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

September 14, 1990 - October 30, 2000

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

January 28, 1988 - March 30, 1989

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

August 24, 1983 - February 11, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/26/2023)

IAR

Louisiana
(1/29/2016)

IAR

Texas
(3/9/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Dwight J. Fontana

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dwight Joseph Fontana's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

BANC ONE CAPITAL MARKETS, INC.

INVESTACORP, INC.

LASALLE ST SECURITIES, L.L.C.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2016

Series 63

Date: 8/25/1983

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Contact information

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