Timothy G. Worstell
Professional summary
Timothy Gaylord Worstell, who also goes by Timothy Woof, Timothy Gaylord Worstell, is a registered financial professional currently at R.W. SMITH & ASSOCIATES, LLC located in Avenel, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1984. Timothy has worked at 8 firms and has passed the SIE, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Gaylord Worstell's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2025 - Present
R.W. SMITH & ASSOCIATES, LLC
Office #1: 1030 St. Georges Ave. Suite 304, Avenel, NJ 07001February 26, 2023 - October 1, 2025
SENTINEL BROKERS COMPANY, INC.
February 8, 2018 - February 16, 2023
LPS CAPITAL LLC
October 11, 2011 - February 7, 2018
DEALERWEB LLC
October 1, 2001 - October 10, 2011
RAFFERTY CAPITAL MARKETS, LLC
May 19, 1992 - September 24, 2001
FIRST BROKERS SECURITIES LLC
February 13, 1990 - May 13, 1992
FINANCIAL SQUARE PARTNERS
February 7, 1984 - February 13, 1989
CHAPDELAINE TULLETT PREBON, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Current Firm
R.W. SMITH & ASSOCIATES, LLC
CRD#: 16605 / SEC#: , 8-34240
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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