Arnold D. Tennant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arnold Dean Tennant was a registered financial professional .
Arnold is a previously registered financial professional and started their career in finance in 1983. Arnold had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1998 - December 31, 2019
TENNANT CAPITAL MANAGEMENT, INC.
June 17, 1996 - April 8, 1999
CLEARING SERVICES OF AMERICA, INC.
October 12, 1987 - June 19, 1996
R.T. JONES CAPITAL EQUITIES, INC.
March 15, 1984 - October 20, 1987
USLIFE EQUITY SALES CORP.
August 25, 1983 - March 15, 1984
ALL AMERICAN MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
TENNANT CAPITAL MANAGEMENT, INC.
CRD#: 118699 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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