MR
Mark C. Rachac
CETERA INVESTMENT ADVISERS LLC
ST PAUL, MN 55101
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CRD#: 1176263
MR
Professional summary
Mark Culligan Rachac is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St Paul, Minnesota and CETERA WEALTH SERVICES, LLC located in St Paul, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Mark has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Capital Street Financial Services Inc; Yes; 85 E 7TH PLACE #275; ST PAUL; MN; 55101; financial advising; vice president; 1/1/1999; 50; 50; executive functions, registered rep, iar, insurance agent| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 85 E 7TH PLACE STE 275; ST PAUL; MN; 55101; FIXED INSURANCE SALES; independent insurance agent; 6/1/2010; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|NAME OF ENTITY:M Rachac Family Farm; No; 1654 Hillcrest Avenue; Saint Paul; MN; 55116; Farm Land Rental; Owner; 5/1/2000; 4; 0; Collect rent checks, comply with USDA, Soil Conservation, and DNR directives. Maintain ditches, creek bottoms, and buffer strips
CRS (Client Relationship Summary) - RIA
Click below to view Mark Culligan Rachac's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101RIA
CRD#: 105644
ST PAUL, MN
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 85 E 7th Place Ste 275, St Paul, MN 55101BD
CRD#: 13572
St Paul, MN
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
June 1, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ST PAUL, MN
Past
June 1, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ST PAUL, MN
Past
August 11, 2006 - June 3, 2010
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
SAINT PAUL, MN
Past
July 20, 2006 - June 3, 2010
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
SAINT PAUL, MN
Past
October 13, 1998 - July 27, 2006
CRI SECURITIES, LLC
BD
CRD#: 22589
ST. PAUL, MN
Past
February 3, 1994 - July 27, 2006
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(1/5/2022)
RR
Delaware(12/3/2024)
RR
Florida(6/10/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(6/9/2021)
RR
Idaho(12/3/2024)
RR
Illinois(1/5/2022)
RR
Indiana(1/5/2022)
RR
Iowa(6/9/2021)
RR
Kansas(1/5/2022)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Michigan(1/5/2022)
RR
Minnesota(6/9/2021)
IAR
Minnesota(6/29/2023)
RR
Missouri(6/9/2021)
RR
Montana(3/10/2023)
RR
New Hampshire(1/5/2022)
RR
New Jersey(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
North Dakota(6/9/2021)
RR
Ohio(12/4/2024)
RR
Oklahoma(6/9/2021)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
South Carolina(6/9/2021)
RR
South Dakota(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Virginia(1/5/2022)
RR
Washington(6/9/2021)
RR
Wisconsin(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644St Paul, MN 55101TRUST BUT VERIFY
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