John F. Parrott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Flick Parrott, who also goes by John Flick Patrott, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1983. John had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2018 - May 23, 2019
NACHMAN NORWOOD & PARROTT, INC.
September 7, 2007 - May 1, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 7, 2007 - May 1, 2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 1, 1999 - September 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
March 26, 1993 - September 7, 2007
WELLS FARGO CLEARING SERVICES, LLC
January 14, 1993 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
November 14, 1988 - January 15, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 5, 1986 - November 16, 1988
FIRST TRYON SECURITIES, INC.
August 23, 1983 - August 5, 1986
WACHOVIA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/3/1986
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NACHMAN NORWOOD & PARROTT, INC.
CRD#: 293199 / SEC#: 801-112837
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
