Larry P. Estes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Phillip Estes was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1983. Larry had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2002 - August 26, 2014
CAPITAL SECURITIES INVESTMENT CORPORATION
January 1, 1996 - July 19, 2002
LOCUST STREET SECURITIES, INC.
July 26, 1991 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
January 8, 1986 - September 3, 1991
WESCO SECURITIES, INC.
November 20, 1985 - December 10, 1985
TITAN/VALUE EQUITIES GROUP, INC.
August 24, 1983 - November 19, 1985
TITAN/VALUE EQUITIES GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL SECURITIES INVESTMENT CORPORATION
CRD#: 5606 / SEC#: , 8-22925
Contact information
Red Flags
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