Paul W. Ewing
CETERA INVESTMENT ADVISERS LLC
OVERLAND PARK, KS 66210
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CRD#: 1175958
Professional summary
Paul Wayne Ewing, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Overland Park, Kansas and CETERA ADVISORS LLC located in Overland Park, Kansas.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LIVING WATERS CHRISTIAN CANOE MINISTRY INC, SAME AS OFFCE ADDRESS, FOUNDER AND VOLUNTEER DIRECTOR, START 2001, 4-10 HRS/WK 2) PROSPERITY SHARED, INC. INVESTMENT RELATED; ADDRESS SAME AS REGISTERED LOCATION; SUB S CORP, 9/1/25; POSITION: BOARD OF DIRECTORS; LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS; DESCRIPTION OF DUTIES: CORPORATION THAT OWNS PROSPERITY NETWORK OF ADVISORS, LLC. 3) MYDUCKS.ORG, SAME AS OFFICE ADDRESS, LIFE PLANNING, OVERSEEING THE MANGEMENT OF SERVICES, 2-4HR/WK 4) : UP GLOBAL ; INVESTMENT RELATED: NO SAME AS RESIDENTIAL LOCATION ; FAITH BASED INTERNATIONAL SUPPORT AGENCY ; START DATE: 01/2016 ; BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS; FOUNDING BOARD MEMBER ; 5) PROSPERITY NETWORK OF ADVISORS, LLC; INVESTMENT RELATED, ADDRESS IS THE REGISTERED LOCATION, DBA FOR FINANCIAL AND INSURANCE SERVICES; START 09/2025 APX NUMBER OF HOURS PER WEEK: 1-3; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; TITLE: CONSULTING; DUTIES: ASSISTS WITH MEETING WITH AND SPEAKING TO ADVISORS AND RECRUITING EFFORTS 6) FIT TO RETIRE, LLC; NOT INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; SUBSCRIPTION BASED SERVICE TO SUPPORT FINANCIAL ADVISORS WITH NON-FINANCIAL RETIREMENT READINESS; START 2/2014; 3-10 HOURS/WEEK DURING SECURITIES TRADING HOURS; OWNER/COORDINATED INDEPENDENT DEVELOPMENT AND CONTENT TEAM. 7) PROSPERITY ADVISORS, LLC; INVESTMENT RELATED, SAME AS REGISTERED LOCATION; FINANCIAL SERVICES; STARTED: 09/2025; POSITION: BOARD OF DIRECTORS; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; DBA FOR FINANCIAL SERVICES; BOARD OF DIRECTORS 8) K STATE; INVESTMENT RELATED: NO; ADDRESS: 22201 W INNOVATION DR OLATHE, KS 66061; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; STARTED: 9/2021; ADVISORY BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: VOLUTEREER MEMBER OF COMMUNITY ADVISORY BOARD; 9) NAME OF OTHER BUSINESS: LITERACY KC; INVESTMENT RELATED: NO; ADDRESS: 3 NUMBER OF HOURS DURING TRADING HOURS: 1 ;3036 TROOST AVE KANSAS CITY, MO 64109; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER/TREASURER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER, TREASURER; 10) NAME OF OTHER BUSINESS: PFP; INVESTMENT RELATED: NO; ADDRESS: 1324 LOVERS LN , 343 JUSTIN HALL MANHATTAN, KT 66505; NATURE OF BUSINESS: ADVISORY BOARD MEMBER; START DATE: 6/2020; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: ADVISORY BOARD MEMBER; 11) PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 12) PROSPERITY HOLDINGS, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: LLC, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: LLC TO RECEIVE INCOME FROM PROSPERITY ADVISORS;
CRS (Client Relationship Summary) - RIA
Click below to view Paul Wayne Ewing's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
March 7, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210Office #2: 5129 Castello Dr Ste 2, Naples, FL 34103RIA
CRD#: 105644
OVERLAND PARK, KS
Current
January 1, 2004 - Present
CETERA ADVISORS LLC
Office #1: 10955 Lowell Ave Ste 900 910, 920, 100, & 200, Overland Park, KS, 66210Office #2: 5129 Castello Dr Ste 2, Naples, FL 34103BD
CRD#: 10299
Overland Park, KS
Past
January 1, 2004 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Naples, FL
Past
May 5, 2003 - December 31, 2003
CETERA ADVISORS LLC
RIA
CRD#: 10299
OVERLAND PARK, KS
Past
April 25, 2003 - December 31, 2003
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
October 12, 1999 - December 31, 2005
PROSPERITY NETWORK, INC
RIA
CRD#: 116331
OVERLAND PARK, KS
Past
July 22, 1999 - March 1, 2000
LOCUST STREET SECURITIES, INC.
BD
CRD#: 1703
DES MOINES, IA
Past
June 16, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
RIA
CRD#: 10332
OVERLAND PARK, KS
Past
April 5, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
April 10, 1990 - March 3, 1999
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 7, 1989 - April 26, 1990
TITAN/VALUE EQUITIES GROUP, INC.
BD
CRD#: 6359
IRVINE, CA
Past
August 16, 1989 - November 7, 1989
VALUE EQUITIES CORPORATION
BD
CRD#: 13316
Past
October 26, 1983 - August 12, 1989
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/1/2004)
RR
Alaska(10/28/2009)
RR
Arizona(1/1/2004)
RR
Arkansas(1/1/2004)
RR
California(1/1/2004)
RR
Colorado(1/1/2004)
RR
Connecticut(1/1/2004)
RR
Delaware(1/9/2015)
RR
District of Columbia(8/9/2005)
RR
Florida(1/1/2004)
IAR
Florida(3/7/2024)
RR
Georgia(1/1/2004)
RR
Hawaii(4/14/2022)
RR
Idaho(1/1/2004)
RR
Illinois(1/1/2004)
RR
Indiana(1/1/2004)
RR
Iowa(1/1/2004)
RR
Kansas(1/1/2004)
IAR
Kansas(3/21/2024)
RR
Kentucky(1/1/2004)
RR
Louisiana(1/1/2004)
RR
Maine(11/10/2010)
RR
Maryland(1/1/2004)
RR
Massachusetts(1/1/2004)
RR
Michigan(1/1/2004)
RR
Minnesota(1/1/2004)
RR
Mississippi(1/1/2004)
RR
Missouri(1/1/2004)
RR
Montana(1/1/2004)
RR
Nebraska(1/1/2004)
RR
Nevada(1/1/2004)
RR
New Jersey(1/1/2004)
RR
New Mexico(1/1/2004)
RR
New York(1/1/2004)
RR
North Carolina(1/1/2004)
RR
North Dakota(8/11/2009)
RR
Ohio(1/1/2004)
RR
Oklahoma(1/1/2004)
RR
Oregon(1/1/2004)
RR
Pennsylvania(1/1/2004)
RR
Rhode Island(1/3/2013)
RR
South Carolina(1/1/2004)
RR
South Dakota(4/30/2004)
RR
Tennessee(1/21/2016)
RR
Texas(1/1/2004)
IAR
Texas(3/21/2024)
RR
Utah(1/1/2004)
RR
Vermont(10/6/2010)
RR
Virginia(1/1/2004)
RR
Washington(1/1/2004)
RR
West Virginia(1/1/2004)
RR
Wisconsin(1/1/2004)
RR
Wyoming(1/1/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Overland Park, KS 66210TRUST BUT VERIFY
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