Samuel S. Walker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Sloan Walker, who also goes by Samuel Sloan Walker III, Sloan Walker, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1984. Samuel had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2022 - May 18, 2023
REALTYX, LLC
March 22, 1984 - September 17, 1984
CROSSMAN-THADDEUS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/26/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/27/2021
General Securities Representative ExaminationCurrent Firm
REALTYX, LLC
CRD#: 316304 / SEC#: , 8-70785
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
