Walter R. Rushton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Randall Rushton was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1983. Walter had worked at 1 firm and has passed the SIE and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 1983 - February 16, 2018
THE FRAZER LANIER COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
