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TK

Thomas M. Kane

IRONLIGHT MARKETS
Mount Vernon, NY
Some features on this profile are disabled
CRD#: 1175703
TK

Professional summary

Thomas Michael Kane, who also goes by Thomas M Kane, is a registered financial professional currently at IRONLIGHT MARKETS, LLC located in Mount Vernon, New York.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 25, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas M Kane

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Michael Kane's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 28, 2026 - Present

IRONLIGHT MARKETS, LLC

BD
CRD#: 330576
Mount Vernon, NY
Past

December 6, 2024 - November 5, 2025

TTBD, LLC

BD
CRD#: 327863
NEW YORK, NY
Past

September 2, 2021 - September 1, 2023

ANOS CAPITAL, LLC

BD
CRD#: 284714
NEW YORK, NY
Past

September 20, 2013 - August 24, 2021

TRADE INFORMATICS LLC

BD
CRD#: 143867
NEW YORK, NY
Past

July 6, 2009 - January 17, 2013

MND PARTNERS, INC.

BD
CRD#: 131833
NEW YORK, NY
Past

October 1, 2008 - April 23, 2009

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

February 12, 2002 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

August 24, 1983 - February 8, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(1/28/2026)
RR
Florida
(1/28/2026)
RR
New Jersey
(1/28/2026)
RR
New York
(1/28/2026)
RR
Texas
(1/28/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 3/19/2010
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 55
Date: 3/3/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/20/1983
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/2009
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 10/29/1999
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 10/26/1999
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

IM
IRONLIGHT MARKETS, LLC
IRONLIGHT MARKETS, LLC

CRD#: 330576 / SEC#: , 8-71224

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
57 Vernon Parkway, Mount Vernon, NY 10552
Mailing Address
57 Vernon Parkway, Mount Vernon, NY 10552
Phone number
(512) 416-8886
Established
Delaware since 03/16/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IRONLIGHT GROUP INCOWNER
CELEBUSKI, MATTHEW JOHNCHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER/CHIEF OPERATIONS OFFICER1869106
KRIM, ALAN MITCHELLCFO/FINOP2785337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRONLIGHT MARKETS, LLC

CRD#: 330576Mount Vernon, NY

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