Thomas Michael Kane
Professional Summary
Thomas Michael Kane, who also goes by Thomas M Kane, is a registered financial advisor currently at IRONLIGHT MARKETS, LLC located in Mount Vernon, New York. Thomas is registered as a RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 25, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Thomas M Kane
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
IRONLIGHT MARKETS, LLC
Contact Information
Main Address
57 Vernon Parkway, Mount Vernon, NY 10552Mailing Address
57 Vernon Parkway, Mount Vernon, NY 10552Phone Number
(512) 416-8886Established
Delaware since 03/16/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/20/2026)
(1/28/2026)
(1/28/2026)
(1/28/2026)
(1/28/2026)
(1/28/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Mar 2010Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2006Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 1999About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Kane's CRS (Customer Relationship Summary).
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