David A. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Gordon was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1987. David had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2017 - March 19, 2022
JP DERIVATIVES, LLC
January 4, 2013 - November 16, 2017
SRT SECURITIES LLC
May 13, 1998 - September 10, 1999
NATHAN & LEWIS SECURITIES, INC.
February 18, 1997 - October 10, 1997
GOLDIS FINANCIAL GROUP, INC.
April 7, 1988 - January 1, 1997
WARREN D. NADEL & COMPANY
May 21, 1987 - October 23, 1987
JEFFERIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
JP DERIVATIVES, LLC
CRD#: 284131 / SEC#: , 8-69788
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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