Noel W. Bragg
Professional summary
Noel Warren Bragg, who also goes by Noel Warren Bragg Sr, is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.
Noel is registered as a RR (Registered Representative) and started their career in finance in 1983. Noel has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Noel Warren Bragg's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 4, 2020 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 910 S El Camino Real #200, San Clemente, CA 92672July 12, 2018 - December 4, 2020
LANDOLT SECURITIES, INC.
July 18, 2016 - June 29, 2018
WESTPARK CAPITAL, INC.
July 21, 2009 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
July 19, 2007 - July 22, 2009
NATIONAL SECURITIES CORPORATION
December 21, 2005 - July 20, 2007
BROOKSTREET SECURITIES CORPORATION
December 31, 2001 - December 31, 2003
BROOKSTREET SECURITIES CORPORATION
April 22, 1996 - December 31, 2003
BROOKSTREET SECURITIES CORPORATION
February 7, 1995 - April 2, 1996
BROOKSTREET SECURITIES CORPORATION
May 19, 1994 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
May 18, 1992 - October 30, 1993
TITAN/VALUE EQUITIES GROUP, INC.
April 2, 1992 - May 13, 1992
IFG NETWORK SECURITIES, INC.
December 9, 1988 - May 21, 1992
DERAND/PENNINGTON/BASS, INC.
August 29, 1983 - December 20, 1988
E. A. BUCK CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2020)
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Exams
FINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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