Sheryll E. Grisewood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryll Elaine Grisewood, who also goes by Sheryll G Livell, was a registered financial professional .
Sheryll is a previously registered financial professional and started their career in finance in 1985. Sheryll had worked at 12 firms and has passed the Series 63, Series 87, Series 7TO, Series 62, Series 86, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2019 - April 13, 2021
R. F. LAFFERTY & CO., INC.
December 3, 2012 - June 21, 2017
DAWSON JAMES SECURITIES, INC.
February 5, 2010 - December 3, 2012
TRIPOINT GLOBAL EQUITIES/BANQ(R)
March 30, 1992 - May 27, 1993
MELBOURNE GSI CORP.
August 14, 1990 - March 23, 1992
GILFORD SECURITIES INCORPORATED
December 8, 1989 - August 13, 1990
R.H.DAMON & CO., INC.
August 12, 1988 - October 25, 1988
DOUGLAS BREMEN & CO., INC.
November 23, 1987 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
February 25, 1987 - July 7, 1987
PHILIPS, APPEL & WALDEN, INC.
August 9, 1986 - February 2, 1987
ROONEY, PACE INC.
January 17, 1986 - July 14, 1986
HICKEY, KOBER, INCORPORATED
October 3, 1985 - January 18, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
R. F. LAFFERTY & CO., INC.
CRD#: 2498 / SEC#: 801-107428, 8-25581
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
R. F. LAFFERTY & CO., INC.
CRD#: 2498 / SEC#: 801-107428, 8-25581
Contact information
SEC notice filing (17 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 175 |
| AUM (Assets Under Management) | $ 153,036,482 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
