Anthony P. Locascio
KESTRA ADVISORY SERVICES
WINTERHAVEN, FL 33880
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CRD#: 1174736
Professional summary
Anthony Paul Locascio, CFP®, who also goes by Tony Locascio, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Winterhaven, Florida and KESTRA INVESTMENT SERVICES, LLC located in Winterhaven, Florida.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Anthony has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Locascio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bishop Ortiz & LoCascio Associates Investment Related: Yes Address: 301 Ave K SE Winter Haven FL 33880 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment advisor Start Date: 10/1/1984 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Consult, analyze, recommend, monitor, review investment portfolios Business Name: BOL Management Co LLC Investment Related: No Address: 301 Ave K SE Winter Haven FL 33880 Nature of Business: Other Other/None of the Above Pass through organization for paying operational expenses Position, Title or Relationship: Owner Start Date: 7/31/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Pass through organization for paying operational expenses Business Name: E.C. Apartments Investment Related: No Address: 500 Ave L NW Winter Haven FL 33881 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Board Member Start Date: 1/1/1990 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Board member; review management results Business Name: Insurance Sales - Anthony P LoCascio Investment Related: Yes Address: 301 Ave K SE Winter Haven FL 33880 Nature of Business: Insurance Position, Title or Relationship: Other,agent Start Date: 12/9/1988 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Service existing Life insurance and fixed annuities Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Winter Haven Rotary Club Investment Related: No Address: 323 3rd St NW Winter Haven FL 33880 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Member Start Date: 7/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: board member; review club activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Paul Locascio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Current
April 28, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 301 Ave. K Se, Winterhaven, FL 33880RIA
CRD#: 283330
WINTERHAVEN, FL
Current
February 13, 2001 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 301 Ave. K Se., Winterhaven, FL 33880BD
CRD#: 42046
Winterhaven, FL
Past
June 23, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
WINTER HAVEN, FL
Past
April 22, 1993 - February 12, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
April 16, 1991 - May 10, 1993
VISION INVESTMENT GROUP, INC.
BD
CRD#: 28135
Past
September 25, 1986 - June 10, 1991
HDA SERVICE CORPORATION
BD
CRD#: 6145
LITTLE SWITZERLAND, NC
Past
September 7, 1984 - October 2, 1986
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Past
August 24, 1983 - August 31, 1984
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/27/2020)
RR
Alaska(3/27/2024)
RR
Arkansas(3/25/2024)
RR
California(1/16/2025)
RR
Colorado(3/25/2024)
RR
Connecticut(6/25/2020)
RR
Florida(2/13/2001)
IAR
Florida(4/28/2016)
RR
Georgia(2/14/2006)
RR
Illinois(3/25/2024)
RR
Maryland(2/12/2019)
RR
Massachusetts(3/25/2024)
RR
New York(3/25/2024)
RR
Oklahoma(3/25/2024)
RR
Pennsylvania(1/18/2018)
RR
South Carolina(4/24/2014)
RR
Tennessee(3/25/2024)
RR
Texas(3/8/2001)
RR
Virginia(3/16/2009)
RR
Washington(5/29/2007)
RR
Wisconsin(3/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
