Joseph P. Starinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph P Starinsky JR, who also goes by Joe Star, Joseph Peter Starinsky Jr, Joseph Peter Starinsky, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1990. Joseph had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2019 - January 8, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 15, 2018 - December 31, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
October 15, 2018 - January 8, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 10, 2018 - November 27, 2018
PRIVATE ADVISOR GROUP, LLC
February 8, 2018 - October 23, 2018
LPL FINANCIAL LLC
July 23, 2013 - June 1, 2017
WNY ASSET MANAGEMENT, LLC
July 8, 2013 - May 16, 2017
CADARET, GRANT & CO., INC.
February 21, 2012 - December 31, 2012
LPL FINANCIAL LLC
February 16, 2012 - July 5, 2013
LPL FINANCIAL LLC
April 19, 2011 - November 2, 2011
M&T SECURITIES, INC.
January 18, 2011 - November 2, 2011
M&T SECURITIES, INC.
July 8, 2009 - January 13, 2011
CADARET, GRANT & CO., INC.
April 20, 2007 - July 1, 2009
CITIGROUP GLOBAL MARKETS INC.
April 22, 2005 - January 4, 2006
CANTOR FITZGERALD & CO.
April 22, 2005 - February 2, 2006
CANTOR FITZGERALD SECURITIES
June 9, 2003 - August 4, 2004
TRANSMARKET GROUP L.L.C.
February 21, 2003 - May 27, 2003
MFR SECURITIES, INC.
March 1, 2000 - May 31, 2002
INSTINET FIXED INCOME INC.
October 5, 1999 - July 27, 2000
REUTERS C CORPORATION
January 30, 1991 - September 4, 1996
PERSHING LLC
December 3, 1990 - February 27, 1991
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
