Jeffrey Weber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Weber, who also goes by Jeffrey Brian Weber, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1985. Jeffrey had worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - February 25, 2015
TRUSTAGE INVESTMENT MANAGEMENT
July 24, 2003 - March 2, 2006
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
December 9, 1998 - November 6, 2002
ALLIANZ LIFE FINANCIAL SERVICES, LLC
March 21, 1997 - June 19, 1998
VANDHAM SECURITIES CORP.
January 19, 1995 - February 18, 1997
LYNCH, JONES & RYAN LLC
September 11, 1989 - January 20, 1995
UNICREDIT CAPITAL MARKETS LLC
January 25, 1988 - July 24, 1989
EXECUTION SERVICES INCORPORATED
April 8, 1987 - January 1, 1988
DG EUROPEAN SECURITIES CORPORATION
January 27, 1987 - June 13, 1989
D G SECURITIES SERVICES CORPORATION
June 18, 1985 - April 17, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
Primary Firm SEC Registration
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUSTAGE INVESTMENT MANAGEMENT
CRD#: 105960 / SEC#: 801-18140
Contact information
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 363 |
| AUM (Assets Under Management) | $ 37,252,230,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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