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JT

James P. Tammaro

KENMAR SECURITIES
New York, NY 10022
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CRD#: 1174412
JT

Professional summary


James Peter Tammaro, who also goes by Jimmy P Tammaro, is a registered financial professional currently at KENMAR SECURITIES, LLC located in New York, New York.

James is registered as a RR (Registered Representative) and started their career in finance in 1983. James has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jimmy P Tammaro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view James Peter Tammaro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 28, 2024 - Present

KENMAR SECURITIES, LLC

Office #1: 845 Third Avenue, Suite 1703, New York, NY 10022
BD
CRD#: 171793
New York, NY
Past

July 5, 2012 - February 5, 2024

TGP SECURITIES, INC.

BD
CRD#: 159008
SUMMIT, NJ
Past

January 5, 2011 - August 5, 2013

PICKWICK CAPITAL PARTNERS, LLC

BD
CRD#: 130672
NEW YORK, NY
Past

November 7, 2008 - December 31, 2010

MCKIM CAPITAL, INC.

BD
CRD#: 103814
NEW YORK, NY
Past

February 24, 2005 - January 10, 2008

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
NEW YORK CITY, NY
Past

April 28, 2003 - February 22, 2005

BLAYLOCK & COMPANY, INC.

BD
CRD#: 35669
NEW YORK, NY
Past

October 19, 1983 - April 16, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/29/2024)
RR
New Jersey
(4/30/2024)
RR
New York
(3/5/2024)
RR
Texas
(2/29/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/3/1997
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/22/1994
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


KS
KENMAR SECURITIES, LLC
KENMAR SECURITIES, LLC

CRD#: 171793 / SEC#: , 8-69482

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
845 Third Avenue, Suite 1703, New York, NY 10022
Mailing Address
Po Box 5537, New York, NY 10185-5537
Phone number
(212) 596-3480
Established
Delaware since 03/17/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
KENMAR OLYMPIA, LLCOWNER
COX, ROBERT CARLENCHIEF COMPLIANCE OFFICER1071103
SPOHR, DAVID KONRADPRINCIPAL FINANCIAL AND OPERATIONS OFFICER1507667

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KENMAR SECURITIES, LLC

CRD#: 171793New York, NY 10022

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